MAS Rolls Out Safeguards for Retail Investors

18 Aug 2012

MAS recently issued three new regulations to strengthen its regulatory regime for the marketing and sale of investment products. They are the Financial Advisers (Amendment) Regulations 2011, the Notice on the Sale of Investment Products and the Notice on Recommendation of Investment Products. This client update gives a brief summary as to the scope of application of these new measures and the additional compliance requirements they impose. It also delves into some interpretive grey areas and provides a short impact assessment of the measures.

To read the update, please click here.